The Firm advised a private fund sponsor in connection with an offering conducted under Rule 506(c) of Regulation D. The representation included structuring the offering to permit general solicitation and developing procedures to verify each purchaser’s accredited investor status.
The Firm prepared and reviewed the private placement memorandum, subscription agreement, and investor questionnaire; coordinated the Form D filing and related securities-law compliance; and advised on allocation, capital-account, investor eligibility, and disclosure provisions tailored to the fund’s investment strategy.